Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Chief Risk Officer. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Regions provides links to other websites merely and strictly for your convenience. General Counsel and Corporate Secretary. Bank compliance officers evaluate policies/procedures and ensure they . Commercial Banking includes clients with revenues between $1MM and $250MM. Regions Bank Head of the Wealth Management Group. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Additional information about Regions and its full line of products and services can be found at www.regions.com. Tammy LoCascio Chief Operating Officer . Gartner Terms of Use Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Regions Bank Names Andrew Nix as Chief Governance Officer Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. For bank chief risk officers, no room for error in compliance Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. Officers & Directors | Renasant Corporation 2023 Regions Bank. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Andrew Nix. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. She also serves as vice president and program chair. Prior to that role he was Head of Strategic and Corporate planning. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Innovation. Experience. Leadership. Regions Bank Names Dan - Yahoo! Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. Head of Corporate Real Estate and Procurement. Community Affairs He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Regions News Online: regions.doingmoretoday.com The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Regions Bank Names Scott Peters as Chief Transformation Officer; Kate Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. jsbacContactjsbacContact Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. New compliance officers face an overwhelming amount of tasks during their first few months. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. In 2006, he led the HR integration during the Regions/AmSouth merger. His primary focus was financial institutions. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. and Paul, Seattle, and Portland. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). (Photo: Business Wire). Senior Executive Vice President Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Regions Bank is an Equal Housing Lender and Member FDIC. Sorry, No data match for your criteria. Senior Executive Vice President Senior Executive Vice President Ronald G. Smith Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. William E. Horton Birmingham's largest bank has added a new leader to its ranks. He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. Monday through Friday. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer He joined Assurant as senior vice president of Information Technology. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Head of Corporate Banking Group. Senior Executive Vice President He began his career in the Jackson, Mississippi office of Arthur Andersen. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. In addition, he helped large banks build out their big data and data science roadmaps. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Use this one-page template to communicate your strategy with internal business partners. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Chief Administrative and Human Resources Officer. Additional information about Regions and its full line of products and services can be found at www.regions.com. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. He is also a member of the companys Executive Leadership Team. Andrew Nix will join Regions as chief governance officer on March 17. He received a masters degree in business administration from Emory University, Atlanta, Georgia. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. Senior Executive Vice President He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. She leads the companys Legal, Government Affairs, and Corporate Governance departments. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. and Senior Executive Vice President Find your next job opportunity near you & 1-Click Apply! Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Effective July 2, 2018, Turner became the chief executive officer and was appointed . John B. Owen Youre about to leave Regions to use an external site. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. 2023Gartner, Inc. and/or its affiliates. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. 8 a.m. 5 p.m. GMT David J. Turner, Jr. Head of Consumer Banking Group. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Gartner helps compliance officers transition confidently andsucceed faster. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Corporate governance is my passion. Deron Smithy serves as Regions Treasurer. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Executive Vice President During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. Prior to assuming his current role, he. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Head of Consumer Banking Group. Beth Ardoin Chief Communications Officer . Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina.